{"id":13,"date":"2025-06-28T20:23:39","date_gmt":"2025-06-28T20:23:39","guid":{"rendered":"https:\/\/oscillations.in\/?page_id=13"},"modified":"2026-04-27T05:59:47","modified_gmt":"2026-04-27T05:59:47","slug":"sebi-disclosures","status":"publish","type":"page","link":"https:\/\/oscillations.in\/","title":{"rendered":"Home"},"content":{"rendered":"\n<h4 class=\"wp-block-heading\">SEBI Registration Details<\/h4>\n\n\n\n<figure class=\"wp-block-table is-style-stripes\"><table><tbody><tr><td><strong>RIA Name<\/strong><\/td><td>GURPREET SINGH<\/td><\/tr><tr><td><strong>RIA No<\/strong>.<\/td><td>INA000020244<\/td><\/tr><tr><td><strong>Regn. Type<\/strong><\/td><td>Individual<\/td><\/tr><tr><td><strong>Validity<\/strong><\/td><td>Perpetual<\/td><\/tr><\/tbody><\/table><\/figure>\n\n\n\n<p><strong>Registered Address:<\/strong>&nbsp;<br>H\/no. 2577, Mohalla Mehna, Street Sucha singh Nambardar, BATHINDA, PUNJAB &#8211; 151001.<\/p>\n\n\n\n<p>&nbsp;<\/p>\n\n\n\n<h4 class=\"wp-block-heading\">Regulatory Complaints Disclosure<\/h4>\n\n\n\n<p class=\"has-small-font-size\">SEBI mandates all registered investment advisers to display the complaints status on the website. Investors can first contact the investment adviser in case of complaints. The SEBI Scores website that facilitates investors in logging any complaints against SEBI intermediaries can be accessed&nbsp;<a href=\"https:\/\/scores.sebi.gov.in\/\" target=\"_blank\" rel=\"noreferrer noopener\">here<\/a>, and the common Online Dispute Resolution Portal, which facilitates online arbitration for resolution of disputes arising in the Indian Securities Market can be accessed&nbsp;<a href=\"https:\/\/smartodr.in\/\" target=\"_blank\" rel=\"noreferrer noopener\">here<\/a>.<\/p>\n\n\n\n<p>&nbsp;<\/p>\n\n\n\n<h4 class=\"wp-block-heading\">Data as of last month ending : March 31, 2026<\/h4>\n\n\n\n<figure class=\"wp-block-table\"><table><thead><tr><th>S.No.<\/th><th>Received from<\/th><th class=\"has-text-align-center\" data-align=\"center\">Pending as of last month<\/th><th class=\"has-text-align-center\" data-align=\"center\">Received<\/th><th class=\"has-text-align-center\" data-align=\"center\">Resolved*<\/th><th class=\"has-text-align-center\" data-align=\"center\">Total Pending#<\/th><th class=\"has-text-align-center\" data-align=\"center\">Pending &gt; 3 months<\/th><th class=\"has-text-align-center\" data-align=\"center\">Average Resolution time^<\/th><\/tr><\/thead><tbody><tr><td>1.<\/td><td>Directly from investors<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><\/tr><tr><td>2.<\/td><td>SEBI &#8211; Scores<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><\/tr><tr><td>3.<\/td><td>Other Sources<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><\/tr><\/tbody><tfoot><tr><th><\/th><th>Total<\/th><th class=\"has-text-align-center\" data-align=\"center\">0<\/th><th class=\"has-text-align-center\" data-align=\"center\">0<\/th><th class=\"has-text-align-center\" data-align=\"center\">0<\/th><th class=\"has-text-align-center\" data-align=\"center\">0<\/th><th class=\"has-text-align-center\" data-align=\"center\">0<\/th><th class=\"has-text-align-center\" data-align=\"center\">0<\/th><\/tr><\/tfoot><\/table><\/figure>\n\n\n\n<p class=\"has-small-font-size\">* Inclusive of complaints of previous months\/years resolved during the current month\/year | ^ Time in days | # Inclusive of complaints pending as on the last day of the month\/year<\/p>\n\n\n\n<p>&nbsp;<\/p>\n\n\n\n<h4 class=\"wp-block-heading\">Trend of Monthly disposal of complaints<\/h4>\n\n\n\n<figure class=\"wp-block-table\"><table><thead><tr><th>S.No.<\/th><th>Month<\/th><th class=\"has-text-align-center\" data-align=\"center\">Carried forward from previous month<\/th><th class=\"has-text-align-center\" data-align=\"center\">Received<\/th><th class=\"has-text-align-center\" data-align=\"center\">Resolved*<\/th><th class=\"has-text-align-center\" data-align=\"center\">Pending#<\/th><\/tr><\/thead><tbody><tr><td>1.<\/td><td>Apr 2025<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><\/tr><tr><td>2.<\/td><td>May 2025<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><\/tr><tr><td>3.<\/td><td>Jun 2025<\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><\/tr><tr><td>4.<\/td><td>Jul 2025<\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><\/tr><tr><td>5.<\/td><td>Aug 2025<\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><\/tr><tr><td>6.<\/td><td>Sep 2025<\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><\/tr><tr><td>7.<\/td><td>Oct 2025<\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><\/tr><tr><td>8.<\/td><td>Nov 2025<\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><\/tr><tr><td>9.<\/td><td>Dec 2025<\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><\/tr><tr><td>10.<\/td><td>Jan 2026<\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><\/tr><tr><td>11.<\/td><td>Feb 2026<\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><\/tr><tr><td>12.<\/td><td>Mar 2026<\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><td class=\"has-text-align-center\" data-align=\"center\"><\/td><\/tr><\/tbody><tfoot><tr><th><\/th><th>Total<\/th><th class=\"has-text-align-center\" data-align=\"center\">0<\/th><th class=\"has-text-align-center\" data-align=\"center\">0<\/th><th class=\"has-text-align-center\" data-align=\"center\">0<\/th><th class=\"has-text-align-center\" data-align=\"center\">0<\/th><\/tr><\/tfoot><\/table><\/figure>\n\n\n\n<p>&nbsp;<\/p>\n\n\n\n<h4 class=\"wp-block-heading\">Trend of Annual disposal of complaints<\/h4>\n\n\n\n<figure class=\"wp-block-table\"><table><thead><tr><th>S.No.<\/th><th>Year<\/th><th class=\"has-text-align-center\" data-align=\"center\">Carried forward from previous year<\/th><th class=\"has-text-align-center\" data-align=\"center\">Received<\/th><th class=\"has-text-align-center\" data-align=\"center\">Resolved*<\/th><th class=\"has-text-align-center\" data-align=\"center\">Pending#<\/th><\/tr><\/thead><tbody><tr><td>1.<\/td><td>2024-25<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><\/tr><tr><td>2.<\/td><td>2025-26<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><td class=\"has-text-align-center\" data-align=\"center\">0<\/td><\/tr><\/tbody><tfoot><tr><th><\/th><th>Total<\/th><th class=\"has-text-align-center\" data-align=\"center\">0<\/th><th class=\"has-text-align-center\" data-align=\"center\">0<\/th><th class=\"has-text-align-center\" data-align=\"center\">0<\/th><th class=\"has-text-align-center\" data-align=\"center\">0<\/th><\/tr><\/tfoot><\/table><\/figure>\n\n\n\n<p class=\"has-small-font-size\">Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SEBI (Investment Advisers) Regulations, 2013 for the previous and current financial year are as under:<\/p>\n\n\n\n<figure class=\"wp-block-table\"><table><thead><tr><th>S.No.<\/th><th>Financial Year<\/th><th>Compliance Audit Status<\/th><th>Remarks, if any<\/th><\/tr><\/thead><tbody><tr><td>1.<\/td><td>FY 2024-25<\/td><td>Conducted<\/td><td>N\/A<\/td><\/tr><\/tbody><\/table><\/figure>\n\n\n\n<p>&nbsp;<\/p>\n\n\n\n<h4 class=\"wp-block-heading\">SEBI Investor Charter<\/h4>\n\n\n\n<p class=\"has-small-font-size\">To facilitate investor awareness, SEBI has created an Investor Charter pertaining to Investment Advisers, displayed below for your reference<\/p>\n\n\n\n<div data-wp-interactive=\"core\/file\" class=\"wp-block-file\"><object data-wp-bind--hidden=\"!state.hasPdfPreview\" hidden class=\"wp-block-file__embed\" data=\"https:\/\/oscillations.in\/wp-content\/uploads\/2025\/07\/SEBI-Charter.pdf\" type=\"application\/pdf\" style=\"width:100%;height:600px\" aria-label=\"PDF embed\"><\/object><\/div>\n","protected":false},"excerpt":{"rendered":"<p>SEBI Registration Details RIA Name GURPREET SINGH RIA No. INA000020244 Regn. Type Individual Validity Perpetual Registered Address:&nbsp;H\/no. 2577, Mohalla Mehna, Street Sucha singh Nambardar, BATHINDA, PUNJAB &#8211; 151001. &nbsp; Regulatory Complaints Disclosure SEBI mandates all registered investment advisers to display the complaints status on the website. Investors can first contact the investment adviser in case of complaints. The SEBI Scores website that facilitates investors in logging any complaints against SEBI intermediaries can be accessed&nbsp;here, and the common Online Dispute Resolution Portal, which facilitates online arbitration for resolution of disputes arising in the Indian Securities Market can be accessed&nbsp;here. &nbsp; Data&hellip;<\/p>\n","protected":false},"author":1,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"footnotes":""},"class_list":["post-13","page","type-page","status-publish","hentry"],"_links":{"self":[{"href":"https:\/\/oscillations.in\/index.php?rest_route=\/wp\/v2\/pages\/13","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/oscillations.in\/index.php?rest_route=\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/oscillations.in\/index.php?rest_route=\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/oscillations.in\/index.php?rest_route=\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/oscillations.in\/index.php?rest_route=%2Fwp%2Fv2%2Fcomments&post=13"}],"version-history":[{"count":33,"href":"https:\/\/oscillations.in\/index.php?rest_route=\/wp\/v2\/pages\/13\/revisions"}],"predecessor-version":[{"id":1223,"href":"https:\/\/oscillations.in\/index.php?rest_route=\/wp\/v2\/pages\/13\/revisions\/1223"}],"wp:attachment":[{"href":"https:\/\/oscillations.in\/index.php?rest_route=%2Fwp%2Fv2%2Fmedia&parent=13"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}